the license. Clause 15 In case of simultaneous filing of application for derivatives business license and securities business license, if the applicant or a legal entity in the conglomerate of the

investor contact through the qualification of being executive, (3) to allow the simultaneous renewal application for the person obtained approval as investor contact and derivatives investor contact, and (4

make the application fee payment to the SEC Office. The license fee shall be paid by the licensee on the date when it receives the license. Clause 15 In case of simultaneous filing of application for

concurrent with the period of the latest approval. (3) in case of the personnel under Clause 8(3), the approval shall last as long as such person have qualified to be the fund manager under Clause 8(1) or the

have already obtained an approval to perform function in any position under Clause 8(1) (2) or (4), and such period of approval has not ended, the approval of all kinds shall end in concurrent with the

client who wishes to invest in capital market products by exercising the subscription right as a shareholder of a listed company on the Stock Exchange of Thailand in concurrent compliance with the

purchase or sell a securities with a [concurrent] agreement to sell back or buy back such securities; (3) any contract or trade as specified in the notification of the SEC. SECTION 5. Any derivatives