Derivatives Broker ​Registered Derivatives Broker   Securities Dealer​​ ​Securities Companies and Other Financial Institutions ​​Staff or Agent (individual) Acting as Investor Contact of the Company

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

directors’ respective roles and responsibilities, linked to their individual and company performance, and provide incentives for the board to lead the company in meeting its objectives, both in the short and

resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the

determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or

Individual Clients (SEC Circular  SEC. Thor. 1/2547) To be filed within seven days of the following week.​ ​​Monthly Reports​ ​Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1

over five years per period           2.1.2 Qualification of Approved Auditor   ​​​ An auditor to be granted approval by the SEC shall possess qualifications of an individual person and of the firm to