firms and the audit work quality of listed companies.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The overall results of the second-cycle inspection show continued improvement in the work
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
performance. Earlier, the SEC had instructed EARTH to arrange a special audit on the advanced payments for goods and purchase deposits and submit the report by 24 July 2017 and disclose it through the SET
contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for
: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to
publicize Anti-corruption Progress Indicators of every securities and asset management companies from 2016 onwards. The disclosure aims to show implementation progress of securities business operators? anti
assessments which show that publicly listed Thai firms have efficiently met the ASEAN standards in the area of CG implementation and maintained the leading position in the region for the past three consecutive
. launched Thailand?s first financial reality show ?The Money?. The show emphasizes on financial knowledge, especially personal finance, to Thai people across the country and thus bringing about better