affect rights and interests of the shareholders such as mergers and acquisition transactions, related party transactions, and acquisition or disposal of assets transactions. Obviously, FAs' performance has
affect rights and interests of the shareholders such as mergers and acquisition transactions, related party transactions, and acquisition or disposal of assets transactions. Obviously, FAs' performance has
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; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities
ตามมาตรา 258 แห่ง พ.ร.บ. หลักทรัพย์ฯ และบุคคลอื่นที่มีความสัมพันธ์หรือมีการกระทำการร่วมกัน (concert party) รวมทั้งบุคคลตามมาตรา 258 ของ concert party ด้วย
undertaking of such legal entity; (2) be able to show that its operational system will be prompt for operating securities business in the category of investment advisory service; (3) be able to show that its