shall be repealed and replaced with the following provision: “Section 5. The SEC shall have the following powers and duties under this Royal Enactment. (1) to formulate policies concerning securitization

giving opinion to the SEC concerning the internal control system; (2) reviewing the financial https://www.sec.or.th/EN/DOCUMENTS/ACTANDROYALENACTMENT/ACT/ACT-SEA1992-AMENDED.PDF < 1 ... >> > < 1

Emergency decree. (1) to formulate policies concerning securitization; (2) to supervise the special purpose juristic persons to ensure their compliance with this Emergency Decree; Amended by the Act Amending

decree. [3: Amended by the Act Amending the Special Purpose Juristic Persons for Securitization Act B.E. 2540 B.E. 2558 ] (1) to formulate policies concerning securitization; (2) to supervise the special

version is prepared by staff of the Legal Department with the sole purpose of providing foreigners with information concerning the Securities and Exchange Act (No. 4) B.E. 2551 Accordingly this second draft

course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those securities or the purchase or sale of any securities in

. "investment advisory service" means giving advice in the normal course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those

for the execution of this Royal Enactment. Chapter 1 General Section 5. The SEC shall have the following powers and duties under this Royal Enactment. (1) to formulate policies concerning securitisation

the following information to the SEC Office in accordance with the rules, procedures and conditions as specified in the notification of the SEC: (1) reports concerning the results of business operation

Office in accordance with the rules, procedures and conditions as specified in the notification of the SEC: (1) reports concerning the results of business operation and the financial conditions; (2) any