No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
Section 108 Securities and Exchange Act B.E. 2535 Section 108. A securities company shall publish particulars or disclose any other information concerning the securities company in accordance with
- ร่าง - (UNOFFICIAL TRANSLATION) Attachment to the SEC Office Notification No. Nor Por. 4/2561 List of the countries recognized by the SEC Office concerning supervisory measures on investment
Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) in conjunction with Clause 2 of Ministerial Regulation concerning Granting Approval for Undertaking of
prescribed in details of appointing an independent director as prescribed in Clause 12(2) of the Notification of Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement
prescribed in Clause 12(2) of the Notification of Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
รายงานการประชุมคณะกรรมการตรวจสอบ ครั้งที่ 4/2548 Ref. No.: SET-2017-025 December 14, 2017 Subject: Transaction concerning Acquisition and Disposal of Assets Attn. To: President The Stock Exchange of
1 The following Notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission concerning Guidelines for Application for Obtaining an Approval and Granting