Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their needs. As such, intended outcomes from the supervision and development of the Thai capital market will...
intermediaries and personnel in the capital market to adopt standard codes of ethics and provide quality services for clients? best interest,? Mr. Rapee concluded.The Strategic Plan 2018-2020 focuses on
At the cabinet meeting on 10 March 2020, the cabinet approved several measures in the first-phase relief package to reduce both direct and indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in Super Savings Fund (SSF) which invests not less than 65% of net asset value in listed securities on the Stock Exchange of Thailand. Investors are permitted...
Today, Prime Minister and Minister of Finance, Mr. Srettha Thavisin, has presided over the opening of the SEC Strategic Plan seminar and delivered a keynote address on the topic, “Policies and Directions for the Development of the Thai Capital Market.” On this occasion, SEC Chairman, Dr. Pichit Akrathit, presented the objectives of the event, followed by the opening speech of SEC Secretary-General, Mrs. Pornanong Budsaratragoon, on the topic, “Directions for Regulating and Developing the...
Both existing businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining licenses as trading centers, brokerage firms or traders
30 percent of the NAV. In addition, to offer more choice to PVD members, establishment of PVDs as sector fund whose investment policy concentrates on securities of certain industry sectors is allowed
) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of
businesses, B.E. 2561 on expectation to come into force on 16 July 2018.This notification will be enforced on those who will operate businesses as trading centers, brokerage firms and dealers for digital
IOSCO. Serving as the member of the IOSCO Board in 2014-2016, the SEC will take part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England
regulatory association. The main focuses of the proposed regulations are as follows: (1) Application for approval and granting of approval for the association: An applicant shall be granted an approval