has taken part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England, Japan, Australia, and Hong Kong. In addition, the SEC also currently
Auditing - Report on the Observance of Standards and Codes (AA-ROSC) which mainly focuses on the strengths and weaknesses of the accounting and auditing environment that influence the quality of corporate
Content In 2007, Thailand participated in the World Bank's country assessment program on Accounting and Auditing - Report on the Observance of Standards and Codes (AA-ROSC) which mainly focuses on the
securities depository centers, the supervision will emphasize on the mechanisms to protect the assets of their members and cclients as well as the issuance of their rules must be approved by the SEC Board
securities depository centers, the supervision will emphasize on the mechanisms to protect the assets of their members and cclients as well as the issuance of their rules must be approved by the SEC Board
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting
stakeholders. The SEC Board seriously focuses on adopting the principle of a good governance in the organization. In this connection, a Code of Governance was formulated to be applied for the SEC Board, the
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting
repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open