activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
information to the public and such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non
an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 8. Complete disclosure of information in accordance with the prescribed form
in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form. - Applicable to the offering of bonds only
making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. The transfer restriction is registered, including an application for an approval
medium-sized enterprises (SMEs) with 10 areas of indicators, covering the life of business from starting a company to resolving insolvency. Assessment criteria 1. Measurement on procedures in
making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form