services for customers, the securities company shall open Monday to Friday from 8.30 A.M. till 5.00 P.M. and close on weekend and traditional holidays as notified by the Office on a yearly basis; (2) in case
) เบ็ดเสร็จอื่น (Other comprehensive incomes) หมายถึง รายการรายได้และค่าใช้จ่าย (รวมถึงการปรับปรุงการจัดประเภทรายการใหม่) ซึ่งมาตรฐาน การรายงานทางการเงินไม่อนุญาตให้รับรู้ในกำไรหรือขาดทุน โดยในกรณีที่บริษัทหลัก
and service providing procedures to be in compliance with the provisions stipulated in Clause 5/3. In the case of repeated sale occurring with the communication and providing services of traditional
) copies of data to be backed up; (e) comprehensive backup procedures; (f) location and storage of backup media; (g) recovery procedures in case of data loss. (2) store backup media and copies of backup
) having exhaustively comprehensive risk management of which preventive measures and arrangement shall be adequate and effective; (7) having systems and measures for preventing conflict of interests at least
matters should include a comprehensive flowchart of the overall business structure of the majority shareholder. Also required is information on the rationale and opportunity or necessity for mutual reliance
personnel’s performance]; (5) having efficient internal audit and control system; (6) having exhaustively comprehensive risk management of which preventive measures and arrangement shall be adequate and
condition of such relationship including the characteristics of business relationship. Clarifications on the said matters should include a comprehensive flowchart of the overall business structure of the
the said matters should include a comprehensive flowchart of the overall business structure of the major shareholder. Also required is the information on the rationale and opportunity or necessity for