knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
version is prepared by staff of the Legal Department with the sole purpose of providing foreigners with information concerning the Securities and Exchange Act (No. 4) B.E. 2551 Accordingly this second draft
Office or the person designated by the SEC Office shall have the duty to disclose information concerning any derivatives trading, derivatives business operator, derivatives exchange, derivatives clearing
Office or the person designated by the SEC Office shall have the duty to disclose information concerning any derivatives trading, derivatives business operator, derivatives exchange, derivatives clearing
the internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing
report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing financial statements; (4) re-examining and reviewing
129/3 The sending of a notice calling a meeting or a letter requesting the unitholders’ resolution, the information requirement in such notice or letter, the meeting holding, the voting rights, the
responsibility for disclosing information as the securities issuing company, and after the approval has been granted, the person under (2) shall have the duty and responsibility for disclosing information and
report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents
Notifications Rule Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE : For More Information ContactUs SEC Help Center Tel. +66 2033