(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...

the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I

draft prospectus, including other documents and evidence with the Office; (2) to review and comprehend the information regarding the issuer of securities and other relevant information and take actions to

to our 2021 target of US$287M (US$195M extra efficiency gains over 2020) Overview This time last year the world was just beginning to comprehend the unprecedented nature of COVID-19 and the

ดิจิทัล 45 บล. ผู้ลงทุนผู้ลงทุน ตลาดแรก ตลาดรอง mai TCH 2535 2540 2542 2546 2555 2559 2561 2562 2566 0 5,000,000 10,000,000 15,000,000 20,000,000 ก่อตัง ก.ล.ต. market cap. 1,485,018 เปดเสรีธุรกิจหลักทรัพย์

- ปรับปรุง หวัขอ้เป็นลูกหน้ีส านกัหกับญัชีซ้ือขายหลกัทรัพย ์(TCH) - ส่วนท่ี 2 หนา้ 1 - ปรับปรุง หวัขอ้เป็นเจา้หน้ีส านกัหกับญัชีซ้ือขายหลกัทรัพย ์(TCH) ค ำอธิบำย : - ส่วนท่ี 1 หนา้ 9 - ปรับปรุง หวัขอ้เป็นลูก

บริษัทรวม 5 6. ลูกหนี้สํานักหักบัญชี 6 6.1 ลูกหนี้ศูนยรับฝากหลักทรัพย (TSD) 6.1 6.2 ลูกหนี้สํานักหักบัญชีสัญญาซื้อขายลวงหนา (TCH) 6.2 7 ลูกหนี้ธุรกิจหลักทรัพย / สัญญาซื้อขายลวงหนา 7 7.1 ลูกหนี้

has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors, and I am willing to comply with all

: Improving the Data Environment Developing a rich data environment will encourage fundraisers to continually improve the quantity and quality of ESG-related data they produce, and to understand how it adds