for clients' assets: an audit committee with a minimum of two members is mandatory. Securities companies without custody services for clients' assets: arrangements for any mechanisms or undertakings in
view that the licensee has already provided arrangements for its operational system and human resources promptly for operating securities business in the category of investment advisory service as
securities business operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system, human resources and working
Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system and human resources promptly for operating securities business in the
securities business operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system, human resources and working