supervision 2.6 Quality Assurance & Review  Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have

: Annual Registration Statements (form 56-1) and Annual report (form 56-2) Important information that must be disclose are, such as, Risk factors Type of operation Capital structure Management structure

that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. ​​(2) Where the person appointed as a fund manager is an employee of the

that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. ​​(2) Where the person appointed as a fund manager is an employee of the

follows: Protection of shareholders' right and fair treatment of shareholders Transparent and fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or

. The following diagram summarizes discrepancies and similarities of an Infrastructure Fund (IFF) and Infra Trust.    Regulatory Summary​     Structure of infra trust The major rules Investments in

of an Infrastructure Fund (IFF) and Infra Trust.    Regulatory Summary​     Structure of infra trust The major rules Investments in infrastructure assets  A Trust for high net-worth investors vs retail

segregating the unit of trading function from the unit responsible for defining factors for ​ product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the

segregating the unit of trading function from the unit responsible for defining factors for ​ product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the

the area.   Regulatory Summary ​   Status and structure  Filing of application for an offer for sale of REIT units  General provisions   Offer for sale and allocation of units  Information disclosure