supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
Market Supervisory Board No. TorChor. 35/2564 Re: Application for and Approval of Offer for Sale of Newly Issued Shares (No.10) dated May 1, 2021 providing more flexibility to the requirement of the
the independent director is the major shareholder and the listed company has paid an annual service fee of more than 2 million baht. However, to grant flexibility for different types of businesses, the