supervision 2.6 Quality Assurance & Review  Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have

the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are

such securities company fails to rectify such matter within the aforementioned period, the SEC shall be empowered to order such securities company not to expand its business or suspend its business