High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and approval rules - Applicable to the offering of bills and bonds. - For the offering of bonds, the approval
director of a parent company, subsidiary or subsidiary at the same level (sister company) which are listed companies. After being appointed as an independent director, that independent director may be
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Examination results of CISA Level 1 or higher, CFA Level 1 or higher, FRM or CFP may be used to apply for approval as IC-plain products / IC- complex products In case of foreign CFA, FRM or CFP courses
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Examination results of CISA Level 1 or higher, CFA Level 1 or higher, FRM or CFP may be used to apply for approval as IC-plain products / IC- complex products In case of foreign CFA, FRM or CFP courses
ประเภท 3 (IC complex 1 / IC complex 2 / IC complex 3) (ตารางคุณสมบัติ หน้า 38-49) - คุณสมบัติของผู้ขอความเห็นชอบเป็น ผู้แนะนำการลงทุนด้านตราสารทั่วไป (IC plain) (ตารางคุณสมบัติ หน้า 50-53) หลักสูตร
Capital Market Business Qualifications of Applicants for Approval of Applicants for Approval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex Products