Securities Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in complex fund sale system accordance with the
Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of
DBS Vickers Securities (Thailand) Co.,Ltd. Between May 22, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to put in place a
Bitkub Online Co., Ltd Between January 5, 2021 and January 24, 2021, Bitkub Online Co., Ltd (“Bitkub”), as a Digital Asset Exchange, consented a person who is not a director or executive of Bitkub to
Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without
Mr. Perayuth Nark-In Between April 7 - 21, 2010, Mr. Perayuth Nark-In and Mrs. Usavadee Srisuchart aided and abetted Mr. Swake Srisuchart in purchasing Power Line Engineering Public Company Limited
;- a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025  
bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
AEC Securities Public Company Limited. Between May 16, 2019 and September 21, 2020, AEC Securities Public Company Limited., as a securities broker, failed to put in place a sufficient and effective