Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
Investment Management Companies and Chief Executive Officer of BBL Asset Management Co.,Ltd., Win Udomrachtavanich, Chief of Executive Officer of One Asset Management Co., Ltd., and Kris Chantanotoke
,? she added.The 26 I Code endorsers are (1) Land and House Fund Management Co., Ltd., (2) One Asset Management Ltd., (3) SCB Asset Management Co., Ltd., (4) BBL Asset Management Co., Ltd., (5) Asset Plus
., Ltd.: SCBAM;(6) Merchant Partners Asset Management Limited: MPAM; and (7) UOB Asset Management (Thailand) Co., Ltd.: UOBAM*3. Six commercial banks, namely:(1) Bangkok Bank Public Company Limited: BBL;(2
Securities (Thailand) Co., Ltd. 12) Bualuang Securities Public Co., Ltd. 13) BBL Asset Management Co., Ltd. 14) Principal Asset Management Co., Ltd. 15) Finnomena
, Moong Pattana International Plc., and (6) Ms. Voravan Tarapoom, Chair of the Executive Board, BBL Asset Management. The panel discussion was moderated by Ms. Thanyaporn Krichtitayawuth, GCNT Executive
(FETCO) and CEO of BBL Asset Management Co., Ltd. said that although not being listed companies, institutional investors comprising asset management companies, securities companies, insurance companies
complex instrument type 2 suspended for two months, effective from 21 October 2019. --------------------------- *Investment consultant on complex instrument Type 2 means an investment consultant
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex