company must consider possible impacts on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution
of mutual fund (1) Upon completion of the initial public offering (IPO), if the number of unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
Capital Market Supervisory Board No. Tor Nor. 19/2554 Re: Commitment between Unitholders and Management Companies Related Forms Form 35 – ARFP CIS .doc file / .pdf file Form 69 – CIS full .doc file
Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and Offering of Investment Units The Notification of the Capital Market Supervisory Board No. Tor Nor. 19/2554 Re: Commitment
commitment; (2) The specified procedures are practical and fair to all unitholders. The conditions can be in one or more of the following cases: (1) It is specified that the fund may generally make a
price Protection measures for warrant holders, which must contain at least the following commitment: In case of a callable warrant It must indicate clear reasons for the company to call on the