completed their term of office, namely (1) Dr. Chaiyawat Wibulswasdi, (2) Mr. Charamporn Jotikasthira, and (3) Professor Kitipong Urapeeratanapong.___________________
total, is scheduled for completion by 2022.SEC Secretary-General Ruenvadee Suwanmongkol announced that by the end of 2020, SEC had completed 15 projects under the regulatory guillotine scheme, covering
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
tender period will be extended for at least 15 days. So will the acceptance withdrawal period until the additional disclosure is completed.
percent of the term funds were offered to retail investors. The key specific characteristics of term fund are the inability to redeem investment units before maturity date and the possibility of
development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated
have reviewed the criteria for licensing application and prevention of conflicts of interest, with involved parties engaging in the whole process. Results of the regulatory review will be completed in
until the payment is fully completed, and Ekkamon to pay 333,333.33 baht. Both monetary penalties shall be submitted as state revenue. On 26 May 2020, the Court of Appeal confirmed the judgment of the
auditors and audit firms in the Thai capital market. TDRI has completed the study project and proposed recommendations in this regard.SEC has taken TDRI’s recommendations into consideration in proposing
an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May