) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control with respect to business operation; (5) have operational system promptly for

, who are capable and have experiences beneficial to business operation; (3) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control

pros and cons and the costs of compliance ​4. ​Seek approval for the measure from SEC Board/CMSB/SEC Office ​5. ​Conduct public consultation on the measure: focus group meetings/public hearings ​ ​This

characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing

assessment programs organized by international agencies provides opportunities to measure our practice against the international benchmarks.  During the past years, Thailand and the Thai Capital Market have

Minister to grant his approval on establishment of limited company or public limited company within ninety days from the date on which the SEC Office receives complete application and supplementary documents

on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s

board should ensure accurate, timely and complete disclosure of shareholder resolutions and preparation of the minutes of the shareholders’ meetings.​ Principle   1  |  2  |  3  |  4   |  5  |  6  | 7 | 8 ​

shall recommend the Minister to grant his approval on the establishment of such limited company or public limited company within sixty days from the date on which the SEC Office receives complete

approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary scrutiny of qualifications of issuers for investors. Disclosure – issuers are required to make complete and