Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Offeror : AIG CONSUMER FINANCE GROUP INC. | Date of submission of the Statement of Intention : 28/05/2002
SEC has alleged that the former directors of Adamas Incorporation Public Company Limited (ADAM) and others, a total of eight persons, namely (1) Mr. Boonpiam Eamroongroj (Chairman of ADAM at the
analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 56 − Examination not required but must complete a full course or a refresher course for renewal of
Ethics of Investment Analyst 6 Former investment analyst on technical factors. 6 − Examination not required but must complete a full course or a refresher course for renewal of approval.7 Examination not
analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 46. − Examination not required but must complete a full course or a refresher course for renewal of
in Q3/2017. The company will be able to provide full waste treatment services to customers when these two projects are complete. Real estate business is still affected from the slowdown of the market
100 percent shares held by the Company, to acquire the additional ordinary shares in the amount of 16,875 shares, equivalent to 30 percent of the total shares of COMASS from the Seller at the purchase
− Examination not required but must complete a full course or a refresher course for renewal of approval.8 Examination not required but must complete a full course or a refresher course for renewal of approval.8
reached 46%. The project is due to complete in 3Q20. • In December, the Company transferred an approximately 20% of total net leasable area (“NLA”) office space at Singha Complex to an anchor tenant and