COMPLAINT Dimet 010-2019 June 12, 2019 Subject : Notification of investment in IGEN Energy Co., Ltd. and McTRIC Public Company Limited, Partial Business Transfer to the Subsidiary and Amendment of
reference. Notification of the Office of the Securities and Exchange Commission No. SorThor. 32/2548 Re. Customer Complaint Proceedings of Licensed Derivatives Brokers _________________ By virtue of Clause 27
representative in accordance with Section 100, with the SEC Office’s approval. Clause 2 A securities company shall proceed with a customer complaint as follows: (1) manage to have a customer complaint handling
(SETLink) by 19 December 2024. Earlier, the SEC filed a criminal complaint against former directors and executives of NUSA with the Department of Special Investigation (DSI)* for colluding to dishonestly
auditor (in case of being under supervision of internationally-recognized regulator) Remarks:- 50,000 baht (Unofficial Translation) 5 No. Details Fee (Baht /Percentage) Complaint and suggestion channels No
with which the applicant is affiliated Complaint and suggestion channels No. Complaint / Service channels 1) The Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak
considered as the commission of offences under (3) and was named in the SEC Office’s complaint filed with the inquiry officer, and the case is in the inquiry officer’s process or the public prosecutor’s
case may be; 3. Application submitted after the latest approval of less than five years. 250,000 baht Complaint and suggestion channels No. Complaint / Service channels 1) The Securities and Exchange