competition in the capital market so that the investors will be able to access financial services with better quality of services and reasonable fees Amendments Details 1.1 Exemption of specified business
กัทรัพยเ์ป็นไปโดยไม่มีความขดัแยง้ทางผลประโยชน์ เป็นการเปิดโอกาสให้เกิดการแข่งขนั (shadow competition) ซ่ึงจะช่วยเสริมสร้างความเช่ือมัน่วา่ตลาดหลกัทรัพยจ์ะรักษาประสิทธิภาพในการ ด าเนินงาน ท าให ้บล. สมาชิก และ
การประกอบธุรกิจหลกัทรัพยต์ามประเภทท่ีไดรั้บใบอนุญาต เป็นการเปิดโอกาส ให ้บล. สมาชิกสามารถซ้ือขายหลกัทรัพยจ์ดทะเบียนนอกตลาดหลกัทรัพย ์และส่งเสริมใหเ้กิด การแข่งขนั (shadow competition) ซ่ึงจะช่วยเสริม
and second paragraphs from the trust in an amount as ordered by the court. SECTION 45 Any person, acquired property from a trust or assisted in transferring of the trust property if knew or should have
assisted in transferring of the trust property if knew or should have known that a trustee had transferred property in contravention to the trust instrument or this Act and such transferring has caused
the court. SECTION 45 Any person, acquired property from a trust or assisted in transferring of the trust property if knew or should have known that a trustee had transferred property in contravention
as collateral for securities trading of any person; (6) allowing any person to receive benefits or oversee payments related to or because of one’s own securities trading; or (7) transferring or
transferring such securities to the customer, the derivatives business operator shall also deliver all interests or any benefit arising from such securities to such customer unless agreed otherwise. 12 The
transferring such securities to the customer, the derivatives business operator shall also deliver all interests or any benefit arising from such securities to such customer unless agreed otherwise. 12 The
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...