period of time, in form and together with the supplementary documents as specified in the SEC’s Notification. Clause 5 Any person intending to apply for approval to establish a limited company or public
the Provident Fund B.E. 2530 (as amended by the Ministerial Regulation No.7, No. 9, N0.10) 3 The identity Card of Registrar and Competent Officer B.E. 2532 SHARE : For More Information
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and
application for approval thereof with the SEC Office within the period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first
for approval of establishing such a limited company or public limited company for operating securities business in the category of mutual fund management to the SEC Office within the period of time, in
period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first paragraph shall be filed together with supplementary
Consulting Friday, 12 March 2021, 14.05 – 14.20 (Bangkok Time) SHARE : ContactUs
Consulting Friday, 12 March 2021, 14.05 – 14.20 (Bangkok Time) SHARE : ContactUs
, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a