specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
) 3 The identity Card of Registrar and Competent Officer B.E. 2532 SHARE : For More Information ContactUs Legal Department -Corporate and Administrative Cases Tel. +66-2033-9525 Was this
fund supervisor, the operation may be reject or suspense but not longer than one business day: (2.1) The assets or securities of the open-end fund cannot be reasonably disposed of, distributed or
fund supervisor, the operation may be reject or suspense but not longer than one business day: (2.1) The assets or securities of the open-end fund cannot be reasonably disposed of, distributed or
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the following rules: (1) Changing of a mutual fund supervisor, in the case that the mutual fund
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the following rules: (1) Changing of a mutual fund supervisor, in the case that the mutual fund
investment units The mutual fund management company shall inform the mutual fund supervisor and all unitholders through appropriate channels such as company's website. (4) Sale and redemption of the investment