injured person claims compensation from a person who, willfully or negligently, unlawfully acts and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary
of the Offence or Liability under the Securities and Exchange Act The Limitation Period Tort Case The injured person claims compensation from a person who, willfully or negligently, unlawfully acts
right is not less than 15 days. There are terms on compensation in the case where the company is unable to allocate shares to TSR holders exercising their right. The compensation must not be less than the
the company has a policy of paying dividend more than one time in an accounting period, the unpaid amount shall be carried forward and added in the calculation for the next dividend payment in the same
sanctions, namely: (1) a civil penalty; (2) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (3) a suspension of securities or derivatives
right must consist of at least the following details: Details, duration, price, rate and method of exercise of right Reason, conditions and procedures for amending the terms of the warrant Compensation in
unpaid amount shall be carried forward and added in the calculation for the next dividend payment in the same accounting period. (3) Dividend payment shall be completed within 90 days from the end of the
foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has the policy for distribution of return payment, the return payment must be straight forward and easy to understand
" บรรยายโดยคุณไพบูลย์ ดำรงวารี สำนักงาน ก.ล.ต. ภายใต้งาน Live SE Night ซึ่งจัดโดย SE Thailand (วันที่ 21 ม.ค. 64) เสวนาหัวข้อ “Brainstorming the way forward in using innovative finance in supporting SEs