Contract Case The injured person claims compensation from a person who does not abide by the contract terms or fails to perform obligations under the contract. A securities issuing company defaults in

right is not less than 15 days. There are terms on compensation in the case where the company is unable to allocate shares to TSR holders exercising their right. The compensation must not be less than the

Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai

information to shareholders or the public which contains a false statement such as financial statements of the company; - The board of governors of the Stock Exchange ordered a delisting of securities. The

must also take into account the protection of investors.   Regulatory Suumary The criteria for approving ESOP apply to the following business and securities: Business: Public company limited incorporated

license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the

the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public

: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established

Apply for Approval on Establishment of Limited​ Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application ​   ​ By

company or public limited company which is newly established for operating securities business in the said category mutual fund management under this Ministerial Regulation. Clause 3 Limited company or