person against whom the complaint is filed, i.e., full name, mailing address, phone number of intermediary / listed company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please
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Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct
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such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
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Niyamanusorn Assistant Secretary-General (Market Supervision and IT Audit ) e-mail : nataya@sec.or.th Tel. : +66 2033 9889 Ms. Charuphan Intararoong Assistant Secretary-General (Investment Management