establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required
constant NAV (MMF constant NAV) Investment in funds under the same mutual fund management company https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English (United States
company https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English (United States) Preparationoffinancialstatements rules for exchange traded funds (ETFs) Additional
repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open
Ministry of Finance as state revenue. 2. Criminal prosecution per the process of judgment Other offences that are not subject to a criminal fine, or whose offender refuses to enter the fining
have conflict of interests or there are adequate measures to manage conflict of interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and
the SEC Office. Clause 4 2 Subject to Clause 5 and Clause 6, person eligible to obtain the SEC Office’s approval to be major shareholder of securities company shall not have the following
specifies a minimum paid-up capital of 100 million baht for security company operating securities business in the category of securities dealing or securities underwriting or the securities company keeping