management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose name appears in the SEC Office's approved listed. Regulatory summary Related rules and
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
objective of such redemption payment is to enable unitholders to purchase investment units of another fund under management of the same mutual fund management company by using such securities or other assets
objective of such redemption payment is to enable unitholders to purchase investment units of another fund under management of the same mutual fund management company by using such securities or other assets
Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of
Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of
holders of the business; Identifying advantages/disadvantages if the shareholders reject the tender offer, in case of a tender offer by a company that is delisting from the stock exchange. For a