company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
company. “executive” means a manager or a person responsible for the management of the company, whether de facto or as authorized by the board of directors as specified in the notification of the Capital
of the securities from a company or owner of securities for sale to the public in consideration of a fee or other remuneration whether with or without any conditions. "mutual fund management" 3 means
bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of such instrument to receive
______________ SECTION 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the management of the private fund, using knowledge
asset or business opportunity of the company in contravention to the rule or general practice as specified in the notification of the Capital Market Supervisory Board. SECTION 89/12 A https
-amended.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc public or; (3) use of asset or business opportunity of the company in contravention to the rule or general practice as specified in the notification of the
+%22electrica... PowerPoint Presentation Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to
issuing company; (c) action not agreed upon or decided by oneself but assigned to an approved or registered person under the law on management of capital or investment to make a securities trading decision