you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a
may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
Contact us SHARE : Detail Content SEC Complaint Center SEC Complaint Center is a one-stop service center for public inquiries and complaints pertaining to licensed
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
Company Limited Director, Puey Ungphakorn Institute for Economic Research, Bank of Thailand Member of the Monetary Policy Committee, Bank of Thailand Independent Director, Chairman of the Risk Management
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission
securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of https://www.sec.or.th/EN
services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company