; any legal entity company obtaining securities business license in any other categories exempted by the SEC’s Notification on the ground that the major shareholder’s qualifications will not affect
company licensed to undertake securities business in the category of mutual fund management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity
, Finance Minister by the SEC's recommendation prescribes type of legal entity eligible to apply for approval on establishment of limited company or public limited company to undertake securities business in
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities
constant NAV (MMF constant NAV) Investment in funds under the same mutual fund management company https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English (United States
of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life insurance company licensed under law on commercial banking or law on
company https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English (United States) Preparationoffinancialstatements rules for exchange traded funds (ETFs) Additional
(amended by No. 13 No. 17) (Repealed) 7 Application for Approval on Establishment of Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake