; any legal entity company obtaining securities business license in any other categories exempted by the SEC’s Notification on the ground that the major shareholder’s qualifications will not affect
sources. Moreover, the Company Secretary should have legal backgrounds and are keen in regulations related to company’s business. International language proficiency and good interpersonal skills could also
sources. Moreover, the Company Secretary should have legal backgrounds and are keen in regulations related to company’s business. International language proficiency and good interpersonal skills could also
by the board of directors and obligated to equal legal liabilities. Q: Is a listed company required to notify the SEC Office of the appointment of its company secretary after having disclosed such
by the board of directors and obligated to equal legal liabilities. Q: Is a listed company required to notify the SEC Office of the appointment of its company secretary after having disclosed such
company licensed to undertake securities business in the category of mutual fund management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity
, Finance Minister by the SEC's recommendation prescribes type of legal entity eligible to apply for approval on establishment of limited company or public limited company to undertake securities business in
Legal Officer, Bank of Thailand Attorney, Bangkok Bank Public Company Limited Mrs. Pornanong Budsaratragoon Mrs. Waratchya Srimachand Mr. Pornchai Thiraveja Mrs. Saranya Chindavanig Mr. Ekachai
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance