company; "financial institution" means any financial institution in accordance with law on interest on loan granted by financial institution; "SEC Office" means the Office of the SEC. Clause 2 No
Securities and Exchange Act B.E. 2535 to allow qualified financial institution or such other legal entities to undertake such securities business by means of being shareholders of newly established company
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities
fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity established under specific law as specified by the SEC; or (f) limited company or public
. 2545.] Clause 2 Securities company eligible to file the application under Clause 1 shall not- (1) be financial institution established under other laws; (2) have another securities company held its
. 2545.] Clause 2 Securities company eligible to file the application under Clause 1 shall not- (1) be financial institution established under other laws; (2) have another securities company held its