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million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents

-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent