English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
Management Company Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One
Management Company Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One
(amended by No. 13 No. 17) (Repealed) 7 Application for Approval on Establishment of Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
shall file an application for approval of establishment of limited company or public limited company to undertake such business with the SEC Office, provided that such application shall be in form and
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established