WAS BUSINESS COMPANY LIMITED WAS BUSINESS COMPANY LIMITED ("WAS") failed to prepare and submit the result of the crowdfunding debentures sale report to the SEC Office within 25 October

company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal

N.A.T. (Thailand) Company Limited N.A.T. (Thailand) Company Limited (N.A.T.) operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003

Mrs. Somruedee Thaiphanit Mrs. Somruedee Thaiphanit, the authorized director who is responsible for the operation of WAS BUSINESS COMPANY LIMITED ("WAS") shall be liable for WAS’s failure

(Form 56-1, 2012) to the SET and the SEC Office on March 29, 2013. The Form 56-1, 2012 disclosed incorrect information on the financial condition and the business operation of the company that did not

the business operation of the company that did not comply with the Financial Reporting Standard No. 3 (Revised 2552) Business Combinations. Later, the rectified information was filed with the SEC Office

concerning the merger of BGH with Health Network Public Company Limited by means of entire business transfer during 2010 ? 2011. He obtained the material non- public information by virtue of his positions

Beyond Securities Public Company Limited Between December 20, 2018 and April 15, 2021 Beyond Securities Public Company Limited, a securities company, failed to comply with the rules, conditions and

Satang Corporation Company Limited Between December 1, 2020 and October 19, 2022, Satang Corporation Company Limited ("Satang"), a digital asset exchange, inappropriately and insufficiently

Bitkub Online Company Limited Between January 2-21, 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, provided inappropriate and insufficient systems concerning