fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose name appears in the SEC Office's approved listed. Regulatory summary Related rules and
interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and majority shareholders) have personal interests (both directly and indirectly) that may
increase authorized share capital shall be announced on the day of selling the investment units. 6.2 Open-end funds (1) Calculate the NAV and investment unit value at the end of every business day. (2
increase authorized share capital shall be announced on the day of selling the investment units. 6.2 Open-end funds (1) Calculate the NAV and investment unit value at the end of every business day. (2
Board/CMSB/SEC Office before drafting the notification * 8. Draft the notification: Draft notifications shall be authorized by law; the contents shall be clear, practical and consistent with final
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By