; “company” means (1) a public limited company approved to offer for sale of newly issued shares to the public except a public limited company with characteristics as specified in the notification of the
securities has been filed, but not yet approved, the persons under (1) and (2) shall have the same duty and responsibility for disclosing information as the securities issuing company, and after the approval
to and after the offering for sale of newly issued securities has been approved. 16 SECTION 34.4 Offer for sale of newly issued shares by a limited company under the Civil and Commercial Code
; (2) to supervise the special purpose juristic persons to ensure their compliance with this Royal Enactment; (3) to prescribe types of assets and securities which may be approved for securitization and
the Special Purpose Juristic Persons for Securitization Act B.E. 2540 B.E. 2558 3 (3) to prescribe types of assets and securities which may be approved for securitization and types of securities to be
purpose juristic persons to ensure their compliance with this Emergency Decree; (3) to prescribe types of assets and securities which may be approved for securitization and types of securities to be issued
purpose juristic person in the form of a mutual fund, a securities company which will be the mutual fund manager must also be proposed. Section 11. After the Office of the SEC has approved a project: (1) if
deposit the assets with the custodian approved under the first paragraph of Section 135 within the business day following the day on which the securities company received such assets or within the time
company may invest in or holding the investment units of any other mutual fund which is managed by the same securities company only when it is clearly specified in the approved mutual fund project and the
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private