person who traded securities of the company for any damages arising from disclosure of information to shareholders or public which contains a false statement or concealing material facts which should have
+%22electrica... PowerPoint Presentation Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to
of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of
bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of such instrument to receive
responsibility for disclosing information as the securities issuing company, and after the approval has been granted, the person under (2) shall have the duty and responsibility for disclosing information and
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
issues and propose the actions to be taken to the Minister. Section 12. The SEC shall have the power to appoint a sub-committee to perform any matter as assigned by the SEC. The provisions of Section 12 of
power to appoint a sub-committee to perform any matter as assigned by the SEC. The provisions of Section 12 of the Securities and Exchange Act B.E. 2535 shall apply to the meeting of the sub-committee
settlor shall be any of the following juristic persons: (1) company issuing securities under the Securities and Exchange Act; (2) originator under the Royal Enactment on Special Purpose Juristic Persons for