determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or

For Integrating ESG Information into Equity Analysis and Research Reports (by CFA Institute) Guidance SHARE : Detail Content ​​​​Guidance For Integrating ESG Information into Equity Analysis and

For Integrating ESG Information into Equity Analysis and Research Reports (by CFA Institute) Guidance SHARE : Detail Content ​​​​Guidance For Integrating ESG Information into Equity Analysis and

– in case of a listed company   Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case

Rule Making Process SHARE : Detail Content ​​​​​​​1. ​​​Assess the importance of matters ​2. Study international supervisory measures and standards ​3. ​Conduct regulatory impact assessment: Analyze the

Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent Audit Inspection Activities Report 1 October 2010 - 31 December 2011   ​ T​he results of a study of

ต่างประเทศ​​ ​ Guidance for ESG Integration in Equity Analysis and Presentation in Analyst Research Reports (by CFA Institute) ​ ​ มาตรฐานสากลในการวัดผลการดำเนินงานของการลงทุน (Global Investment

>   Regulations >   Fundraising >   Equity Instrument >   Share >   Fund Raising for Foreign Company Regulations SHARE : Detail Content ​​ ​​​ Shares​   Fundraising for Foreig​n Company   ​Related Rules and

Apply for Approval on Establishment of Limited​ Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application ​   ​ By

provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: ​(1