the electronic data interchange provided by the SEC Office for filing reports of securities company to the SEC Office. Clause 3. A securities company shall calculate net liquid capital in Form Bor.Lor
August 2004 ; Clause 2 In this Notification: (1) “ net capital ” means liquid capital deducted by risk haircuts ; (2) “ liquid capital ” means liquid assets deducted by total liabilities ; (3) “ liquid
company, the company shall maintain either collateral or liquid asset or both with adequate value as prescribed by the Office, and calculate and report of maintaining collateral and liquid asset adequacy in
------------------------------ The Securities and Exchange Commission Notification of the Securities and Exchange Commission No. SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2) _____________ By
Commission No. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016 . Clause 2 In this Notification: “ net capital ” means the liquid capital deducted by risk haircuts ; “ liquid
or a group of persons who authorized a management company to manage a private fund; “Liquid asset” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes
financial institutions: (a) a commercial bank under the Law on Financial Institution ; (b) a life insurance company under the Law on Life Insurance ; (c) a financial institution established under any other
or contracts. “ insurance ” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of
the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
) 1.2 เงินกองทุนส่วนเพิ่มเพื่อรองรับความต่อเนื่องของธุรกิจ เงินกองทุนสภาพคล่อง (liquid capital) B (เอกสารแนบ 1) 1.3 เงินกองทุนส่วนเพิ่มเพื่อรองรับความรับผิดจากการปฏิบัติงาน liquid capital หรือวงเงิน