. SECTION 3. The definition “company” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: ““company” means any limited company or public limited
securities are listed on the Securities Exchange or a securities company. The Secretary-General shall appoint an officer of the SEC Office to be the secretary of the Capital Market Supervisory Board. SECTION
other forms as specified in the notification of the SEC. 4 indicated amendment by the Securities and Exchange Act (No. 4) B.E. 2551 3 "securities company" means any company, or financial institution
selection process in accordance with Section 31/7; in this regard, at least two of such experts shall have experience in managing a company whose securities are listed on the Securities Exchange or a
, Securities Business and Credit Foncier Business Act; (3) a securities company under the Securities and Exchange Act; (4) any other legal entity as specified in the notification of the SEC. SECTION 18.2 In
, Securities Business and Credit Foncier Business Act; (3) a securities company under the Securities and Exchange Act; (4) any other legal entity as specified in the notification of the SEC. SECTION 18. 2 In
securities, the securities issuing company, the investors and the offering for sale of securities.” 3 SECTION 7 The provisions under Section 37 and Section 38 of the Securities and Exchange Act B.E. 2535 shall
PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management
-amended.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc public or; (3) use of asset or business opportunity of the company in contravention to the rule or general practice as specified in the notification of the
.” SECTION 7. The provisions in Section 282 and Section 283 of the Securities and Exchange Act B.E. 2535 shall be repealed and replaced with the following provision: “SECTION 282. Any securities company which