worth investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the same meaning as defined in the Notification of the
securities company shall maintain its net capital not less than 15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company
in income. Gross profit margin for the first quarter of 2020 decreased from 25% to 22% due to the decrease of revenue while the Company has fixed costs such as depreciation of top-up and vending
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________
follows: (a) In case of foreign ETF established by an investment company, the Memorandum of Association and the Articles of Association, or the Establishment of Company under the law of the jurisdiction
liberties of persons which Section 29, in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law
Exchange Act B.E. 2535 as amended by the Securities and Exchange Act (No. 4) B.E. 2551 which contains certain provision relating to the restriction of rights and liberties of persons which Section 29, in
securities company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In
; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the
is differenced more than 20% compare from previous financial year same quarter as follows: 1. The company consolidated revenues from sales and services for this period increase from 66.01 MB to 76.20