may be summarized as follows: 1. Criteria for allocation of IPO shares The definition of “sponsors" – persons who have done favours which clearly benefit the company, such as customer, supplier
growth of the company by providing opportunity for directors and employee to take part in the ownership of the business. Positive gains of the company will also benefit the shareholders. However, the
used to the benefit of the executives. The program must be administered by an intermediary, such as a securities company, to make it clear that an outside person who does not have access to internal
over two-third of the fund will benefit the unitholders. (7) The mutual fund management company suspects the investors of involvement in an offense of money laundering or financial support to terrorist
over two-third of the fund will benefit the unitholders. (7) The mutual fund management company suspects the investors of involvement in an offense of money laundering or financial support to terrorist
has carefully considered and has opinion that having benefit or interest of such director does not affect his performing duty and ability to give independent view, the company can appoint such director
sanctions, namely: (1) a civil penalty; (2) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (3) a suspension of securities or derivatives
voting rights on the client's behalf, the company shall act as follows: 1) Exercise voting rights at a meeting of the shareholders in matters that may significantly affect the fund's benefit; 2) Disclose
voting rights on the client's behalf, the company shall act as follows: 1) Exercise voting rights at a meeting of the shareholders in matters that may significantly affect the fund's benefit; 2) Disclose
information or misstatement, it will order the company to rectify such financial statements and publicly disclose the order via the SEC website. From time to time where the SEC finds suspicious transactions in