accounts: Miss Uraiwan’s 6 securities accounts of Country Group Securities Public Company Limited, KGI Securities (Thailand) PCL., KTBST Securities Public Company Limited (“KTBST Securities”), Finansia Syrus

Krungthai Zmico Securities Company Limited which Ms. Uraiwan gave Mr. Telaphon an authority to trade securities in those securitites accounts on behalf of Ms. Uraiwan and Mr. Telapon’s 2 securities accounts

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Mr. Wutichai Leenabanchong During 2016, 3 directors and executives of Ua Withya Public Company Limited ("UWC"), namely: (1) Mr. Wutichai Leenabanchong, (2) Mr. Peratus Dhanarachwattana and

Mr. Peratus Dhanarachwattana During 2016, 3 directors and executives of Ua Withya Public Company Limited ("UWC"), namely: (1) Mr. Wutichai Leenabanchong, (2) Mr. Peratus Dhanarachwattana

Mr. Monthon Chatuwallopkul During 2016, 3 directors and executives of Ua Withya Public Company Limited ("UWC"), namely: (1) Mr. Wutichai Leenabanchong, (2) Mr. Peratus Dhanarachwattana and

Mr. Manote Luengvoraphan During 2016, 3 directors and executives of Ua Withya Public Company Limited ("UWC"), namely: (1) Mr. Wutichai Leenabanchong, (2) Mr. Peratus Dhanarachwattana and (3

N.A.T. (Thailand) Company Limited N.A.T. (Thailand) Company Limited (N.A.T.) operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003

Lederer (Thailand) Company Limited Lederer (Thailand) Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office

KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities underwriter failed to comply with the rules, conditions and procedures as specified