liquid capital more than the aforesaid rate for at least two consecutive business days and a securities company has already filed the report of net liquid capital calculation of those two consecutive
responsibility in the audit within a period of (“the cooling-off period”) · five consecutive years* for audit engagement partner · three consecutive years for EQCR and · two consecutive years for other key audit
less than five consecutive business days; (3) implement the corrective plan or guideline notified to the SEC Office under (2) in order to regain the maintenance of capital in accordance with the
undertaking business for not less than a period of three consecutive years holds more than fifty percent of its total shares with voting rights. Clause 3. An applicant shall be granted a license to undertake
, UN Global Compact และ ISO26000 ให้ระบุชื่อองค์กร สถาบัน หรือมาตรฐาน ที่ใช้อ้างอิงด้วย (เพื่อความสะดวกแก่ผู้ใช้ข้อมูล เช่น ผู้ประเมิน CG) สำหรับบริษัทที่ยังไม่ได้ดำเนินการ หรือดำเนินการยังไม่ครบถ้วน ให้
notified by the Office, irrespective of whether they are borrowed under one transaction or consecutive transactions from one lender or more. Clause 6. In carrying out the borrowing and lending of securities
of printed document or compact disc together with the subscription forms under the first paragraph. In case of offering for sale of shares, the securities underwriter shall distribute the same
following two business days; (2) improving the capability to maintain collateral and liquid asset adequacy for a period of not less than seven consecutive business days, within thirty days from the date on
: (1) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2
) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of